SEC Form 4 · accession 0001209191-18-048805
MORGAN STANLEY · MS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James P Gorman
Officer — Chairman and CEO · Director
Period of report
Jul 23, 2018
Accepted (ET)
Aug 29, 2018 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000895421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 23, 2018 | G | 5,895 | $0.00 | D | 1,278,436 | D | |
| Common Stock | holding | — | — | — | 1,686 | I | By 401(k) Plan | |
| Common Stock | holding | — | — | — | 52,400 | I | By Grantor Retained Annuity Trust |
Table II — derivative securities
No Table II lines on this filing.