SEC Form 4 · accession 0001209191-18-007487
MORGAN STANLEY · MS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Erskine B Bowles
Director
Period of report
Feb 1, 2018
Accepted (ET)
Feb 5, 2018 · 4:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000895421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 1, 2018 | A | 417 | $57.017 | A | 160,733 | D | |
| Common Stock | Feb 1, 2018 | D | 1,497 | $0.00 | D | 159,236 | D | |
| Common Stock | holding | — | — | — | 1,000 | I | By Revocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service from the 2017 annual meeting of shareholders through the reporting person's retirement from the Morgan Stanley Board of Directors, effective February 1, 2018. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1.
- F2Reflects the cancellation of unvested restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in connection with the reporting person's retirement from the Morgan Stanley Board of Directors.