SEC Form 4 · accession 0001209191-16-151192
MORGAN STANLEY · MS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Erskine B Bowles
Director
Period of report
Nov 17, 2016
Accepted (ET)
Nov 18, 2016 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000895421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 17, 2016 | A | 1,700 | $39.7101 | A | 148,315 | D | |
| Common Stock | holding | — | — | — | 1,000 | I | By Revocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1.