SEC Form 4 · accession 0001209191-16-139442
MORGAN STANLEY · MS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James P Gorman
Officer — Chairman and CEO · Director
Period of report
Jul 25, 2016
Accepted (ET)
Sep 1, 2016 · 4:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000895421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 25, 2016 | G | 100 | $0.00 | D | 1,366,192 | D | |
| Common Stock | holding | — | — | — | 1,622 | I | By 401(k) Plan | |
| Common Stock | holding | — | — | — | 40,115 | I | By Grantor Retained Annuity Trust |
Table II — derivative securities
No Table II lines on this filing.