SEC Form 4 · accession 0001209191-16-102836
MORGAN STANLEY · MS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey S Brodsky
Officer — Chief Human Resources Officer
Period of report
Feb 25, 2016
Accepted (ET)
Feb 26, 2016 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000895421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 25, 2016 | A | 47,191 | $0.00 | A | 157,553 | D | |
| Common Stock | Feb 25, 2016 | F | 24,335 | $23.71 | D | 133,218 | D | |
| Common Stock | holding | — | — | — | 3,575 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of long-term incentive program awards ("LTIP Awards") granted on January 31, 2013.
- F2Shares withheld to satisfy taxes upon the conversion of LTIP Awards granted on January 31, 2013 and earned on February 25, 2016 as described in footnote (1).