SEC Form 4 · accession 0001209191-15-082937
MORGAN STANLEY · MS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James P Gorman
Officer — Chairman and CEO · Director
Period of report
Oct 26, 2015
Accepted (ET)
Dec 2, 2015 · 5:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000895421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 26, 2015 | G | 50 | $0.00 | D | 1,130,897 | D | |
| Common Stock | Dec 1, 2015 | G | 3,498 | $0.00 | D | 1,128,494 | D | |
| Common Stock | holding | — | — | — | 1,592 | I | By 401(k) Plan | |
| Common Stock | holding | — | — | — | 21,922 | I | By Grantor Retained Annuity Trust |
Table II — derivative securities
No Table II lines on this filing.