SEC Form 4 · accession 0001209191-15-020317
MORGAN STANLEY · MS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric F Grossman
Officer — Chief Legal Officer
Period of report
Mar 2, 2015
Accepted (ET)
Mar 2, 2015 · 4:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000895421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 2, 2015 | A | 19,893 | $0.00 | A | 169,387 | D | |
| Common Stock | Mar 2, 2015 | F | 10,260 | $35.79 | D | 159,127 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of Performance Stock Units ("PSUs") awarded on January 20, 2012 as part of 2011 year-end compensation.
- F2Shares withheld to satisfy taxes upon the conversion of PSUs awarded on January 20, 2012 and earned on March 2, 2015 as described in footnote (1).