SEC Form 4 · accession 0001209191-15-006188
MORGAN STANLEY · MS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul C Wirth
Officer — Deputy Chief Financial Officer
Period of report
Dec 4, 2014
Accepted (ET)
Jan 23, 2015 · 4:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000895421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 4, 2014 | F | 1,468 | $35.555 | D | 183,420 | D | |
| Common Stock | Jan 21, 2015 | A | 77,930 | $0.00 | A | 261,350 | D | |
| Common Stock | Jan 21, 2015 | F | 32,339 | $34.75 | D | 229,009 | D | |
| Common Stock | Jan 23, 2015 | S | 1,400 | $35.46 | D | 227,609 | D | |
| Common Stock | Jan 23, 2015 | S | 20,100 | $35.45 | D | 207,509 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld to satisfy taxes upon the vesting of Restricted Stock Units granted on January 20, 2012.
- F2Restricted Stock Units granted in 2015 as part of 2014 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1.
- F3Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 20, 2012, January 22, 2013 and January 21, 2014.