SEC Form 4 · accession 0000899243-18-031651
MORGAN STANLEY · MS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
MITSUBISHI UFJ FINANCIAL GROUP INC
10% Owner
Period of report
Dec 20, 2018
Accepted (ET)
Dec 26, 2018 · 10:28 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000895421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Dec 20, 2018 | D | 5,408,450 | $43.2777 | D | 412,970,202 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1By virtue of its right to appoint two directors to the Board of Directors of Morgan Stanley, the Reporting Person is also director of Morgan Stanley by deputization.
- F2The sales were to Morgan Stanley, approved by Morgan Stanley in accordance with Rule 16b-3(e) and effected pursuant to a sales plan designed to comply with Rule 10b5-1(c).