SEC Form 4 · accession 0000895419-16-000190
WOLFSPEED, INC. · WOLF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles M Swoboda
Officer — CHAIRMAN, PRESIDENT AND CEO · Director
Period of report
Sep 1, 2016
Accepted (ET)
Sep 6, 2016 · 5:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000895419
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF2 | Sep 1, 2016 | A | 110,920 | $0.00 | A | 550,915 | D | |
| COMMON STOCK | Sep 1, 2016 | A | 25,589 | $0.00 | A | 576,504 | D | |
| COMMON STOCK | Sep 1, 2016 | F | 40,634 | $0.00 | D | 535,870 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Award of restricted stock units vesting in four equal annual installments commencing September 1, 2017.
- F2Includes 993 shares purchased by Mr. Swoboda on April 30, 2016 under the Cree, Inc. 2005 Employee Stock Purchase Plan.
- F3Vesting of first tranche of Performance Restricted Stock Unit granted on September 1, 2015. Performance threshold achievement certified by Cree Compensation Committee on August 23, 2016.
- F4Disposition of shares back to the company to satisfy withholding obligations related to stock awards vesting September 1, 2016.