SEC Form 4 · accession 0000895126-18-000153
EXPAND ENERGY Corp · EXE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert D. Lawler
Officer — CEO · Director
Period of report
Jun 17, 2018
Accepted (ET)
Jun 18, 2018 · 6:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000895126
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 17, 2018 | F | 37,249 | $4.64 | D | 2,976,832 | D | |
| Common StockF2 | Jun 17, 2018 | A | 1,077,587 | $0.00 | A | 4,054,419 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were forfeited to the issuer to satisfy tax withholding obligations in connection with the partial vesting of a previously disclosed restricted stock award.
- F2Award pursuant to the reporting person's employment agreement, dated May 20, 2013, as previously disclosed in a Current Report on From 8-K and in subsequent proxy statements, in recognition of forfeited pension benefits from the reporting person's prior employer. Award consists of restricted shares that will vest in three equal installments on each of the third, fourth and fifth anniversaries of the grant date, granted as an "inducement award" outside of an equity incentive plan in accordance with NYSE Listing Rule 303A.08.