SEC Form 4/A · accession 0001144204-17-031934
theMaven, Inc. · MVEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Christopher A Marlett
Director · 10% Owner
Period of report
Nov 4, 2016
Accepted (ET)
Jun 9, 2017 · 3:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000894871
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantF1 | $0.20 | Nov 4, 2016 | A | 549,715 | A | Nov 4, 2016 | Nov 4, 2021 | Common Stock | 549,715 | 842,117 | I |
Explanation of responses
- F1The record owner of these securities is MDB Capital Group LLC ("MDB"). The reporting person is the Chief Executive Officer of MBD. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein and inclusion of these securities in the report shall not be an admission of beneficial ownership for purposes of section 16 or any other purposes.