SEC Form 3 · accession 0001144204-16-132741
theMaven, Inc. · MVEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Charles Heckman Jr.
Officer — Chief Executive Officer
Period of report
Nov 4, 2016
Accepted (ET)
Nov 9, 2016 · 2:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000894871
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 4,094,708 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Including 1,433,148 shares issued in the Reporting Person's name, but held by an escrow agent, pursuant to the Share Exchange Agreement, dated as of October 14, 2016, by and among Integrated Surgical Systems Inc. and the signatories thereto.