SEC Form 4 · accession 0001144204-16-132375
theMaven, Inc. · MVEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Levande
Director
Period of report
Nov 4, 2016
Accepted (ET)
Nov 8, 2016 · 2:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000894871
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 11, 2016 | A | 41,667 | $0.15 | A | 907,033 | D | |
| Common Stock | Apr 12, 2016 | A | 19,531 | $0.16 | A | 926,564 | D | |
| Common Stock | Jul 11, 2016 | A | 19,531 | $0.16 | A | 946,095 | D | |
| Common Stock | Oct 4, 2016 | A | 15,625 | $0.20 | A | 961,720 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant | $0.20 | Nov 4, 2016 | A | 292,402 | A | Nov 4, 2016 | Nov 4, 2021 | Common Stock | 292,402 | 292,402 | D |