SEC Form 5 · accession 0001144204-16-079605
theMaven, Inc. · MVEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher A Marlett
Officer — CEO · Director · 10% Owner
Period of report
Dec 31, 2015
Accepted (ET)
Feb 8, 2016 · 5:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000894871
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 8, 2015 | A | 41,667 | $0.15 | A | 2,575,896 | D | |
| Common Stock | Apr 13, 2015 | A | 41,667 | $0.15 | A | 2,617,563 | D | |
| Common Stock | Jul 10, 2015 | A | 41,667 | $0.15 | A | 2,659,230 | D | |
| Common StockF1,F2 | Oct 12, 2015 | A | 41,667 | $0.15 | A | 2,703,897 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 827,541 shares held by Christopher A. Marlett Living Trust and 1,027,541 shares held by Christopher A. Marlett IRA.
- F2Reflects an adjustment for the addition of 3,000 shares issued on July 14, 2014, which prior Form 4 report dated 8/4/2014 reflected only 36,063 shares.