SEC Form 4 · accession 0001062993-18-002631
Carlyle Gaming & Entertainment, Ltd. · CGME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Summer Wind Capital LLC
10% Owner
Period of report
Jun 18, 2018
Accepted (ET)
Jun 18, 2018 · 11:38 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000894847
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Nov 23, 2015 | P | 750,000 | $0.25 | A | 6,877,200 | D | |
| COMMON STOCK | Dec 2, 2016 | P | 750,000 | $0.15 | A | 7,227,200 | D | |
| COMMON STOCK | Jan 5, 2017 | P | 1,500,000 | $0.32 | A | 8,127,200 | D | |
| COMMON STOCK | Dec 10, 2015 | P | 400,000 | $0.25 | D | 6,477,200 | D | |
| COMMON STOCK | Dec 8, 2016 | P | 600,000 | $0.15 | D | 6,627,200 | D | |
| COMMON STOCK | May 23, 2017 | P | 500,000 | $0.25 | D | 7,627,200 | D | |
| COMMON STOCK | Dec 27, 2017 | P | 293,334 | $0.31 | D | 7,333,866 | D |
Table II — derivative securities
No Table II lines on this filing.