SEC Form 4 · accession 0000008947-18-000149
AZZ INC · AZZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tara D Mackey
Officer — Chief Legal Officer
Period of report
Sep 4, 2018
Accepted (ET)
Sep 6, 2018 · 4:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008947
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Sep 4, 2018 | A | 203 | $45.69 | A | 6,326 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person is voluntarily reporting the acquisition of AZZ's common stock pursuant to AZZ Inc.'s Employee Stock Purchase Plan (the "ESPP"), for the ESPP purchase period of March 5, 2018 through September 2, 2018. This transaction is exempt from Rule 16b-3(c). In accordance with the ESPP, these shares were purchased based on 85% of the closing stock price of AZZ's common stock on the Enrollment Date (as defined in the ESPP) for the reporting person.