SEC Form 4 · accession 0000008947-17-000066
AZZ INC · AZZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
H Kirk Downey
Director
Period of report
May 1, 2017
Accepted (ET)
May 2, 2017 · 4:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008947
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | May 1, 2017 | M | 535 | $43.92 | A | 13,779 | D | |
| COMMON STOCK | May 1, 2017 | F | 398 | $59.05 | D | 13,381 | D | |
| COMMON STOCKF1 | May 1, 2017 | S | 137 | $59.10 | D | 13,244 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK APPRECIATION RIGHTSF2 | $43.92 | May 1, 2017 | M | 535 | D | — | Mar 1, 2021 | COMMON STOCK | 535 | 0 | D |
Explanation of responses
- F1The amount in column 5 has been adjusted to reflect a correction in the previously reported total shares beneficially owned by the reporting person.
- F2The stock appreciation rights ("SARs") granted on 3/1/2014 vested ratably over a three-year period with one-third of the SARs vesting on each of the first, second and third anniversaries beginning on 3/1/2015.