SEC Form 4 · accession 0000008947-16-000246

AZZ INC · AZZ

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP GALVANIZING

Period of report

Jul 13, 2016

Accepted (ET)

Jul 15, 2016 · 4:50 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000008947

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
COMMON STOCK	Jul 13, 2016	M	5,110	$20.91	A	32,178	D
COMMON STOCK	Jul 13, 2016	D	1,751	$61.03	D	30,427	D
COMMON STOCK	Jul 13, 2016	F	911	$61.03	D	29,516	D
COMMON STOCK	Jul 13, 2016	M	6,328	$25.67	A	38,844	D
COMMON STOCK	Jul 13, 2016	D	2,662	$61.03	D	33,182	D
COMMON STOCK	Jul 13, 2016	F	1,002	$61.03	D	32,180	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
STOCK APPRECIATION RIGHTS^F5	$20.91	Jul 13, 2016	M	5,110	D	—	Mar 1, 2018	COMMON STOCK	5,110	0	D
STOCK APPRECIATION RIGHTS^F6	$25.67	Jul 13, 2016	M	6,328	D	—	Mar 1, 2019	COMMON STOCK	6,328	0	D

F1Conversion of Stock Appreciate Rights ("SARs"), which are settled in shares of AZZ common stock in an amount equal to the excess value of the grant date price ($20.91) over the exercise price ($61.03).
F2911 shares of common stock were disposed of solely to satisfy tax withholding obligations.
F3Conversion of SARs, which are settled in shares of AZZ common stock in an amount equal to the excess value of the grant date price ($25.67) over the exercise price ($61.03).
F41,002 shares of common stock were disposed of solely to satisfy tax withholding obligations.
F5On 3/1/2011 the reporting person was granted SARs which vested ratably over a three-year period beginning on 3/1/2012.
F6On 3/1/2012 the reporting person was granted SARs which vested ratably over a three-year period beginning on 3/1/2013.