SEC Form 4 · accession 0000008947-16-000181
AZZ INC · AZZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tara D Mackey
Officer — Chief Legal Officer
Period of report
Mar 7, 2016
Accepted (ET)
Mar 9, 2016 · 5:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008947
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Mar 7, 2016 | P | 103 | $38.42 | A | 816 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Mar 7, 2016 | A | 1,000 | A | — | — | COMMON STOCK | 1,000 | 4,162 | D |
Explanation of responses
- F1The purchase of the reported shares is made pursuant to the Issuer's Employee Stock Purchase Plan.
- F2Each restricted stock unit ("RSU") represents a contingent right to receive one share of AZZ common stock.
- F3The RSUs are granted under the Issuer's 2014 Long Term Incentive Plan and vest over a three year period with 1/3rd of the RSUs vesting on April 27, 2016, April 27, 2017 and April 27, 2018, respectively.