SEC Form 4 · accession 0000008947-15-000128
AZZ INC · AZZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas E Ferguson
Officer — President and CEO · Director
Period of report
Oct 2, 2015
Accepted (ET)
Oct 5, 2015 · 6:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008947
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Oct 2, 2015 | P | 5,000 | $47.319 | A | 12,500 | D | |
| COMMON STOCKF2 | Oct 2, 2015 | M | 5,000 | — | A | 17,500 | D | |
| COMMON STOCK | Oct 2, 2015 | F | 1,867 | $46.96 | D | 15,633 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F4 | — | Oct 2, 2015 | M | 5,000 | D | — | — | COMMON STOCK $1.00 PAR VALUE | 5,000 | 10,000 | D |
Explanation of responses
- F1The price reported in column 4 is a weighted average price.
- F2Restricted stock units (RSUs) convert into common stock on a one-for-one basis.
- F3The reporting person disposed of 1,867 shares of common stock solely to satisfy tax withholding obligations.
- F4On November 4, 2013, the reporting person was granted 15,000 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date.