SEC Form 4/A · accession 0000008947-15-000108
AZZ INC · AZZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Debbie Romine Forester
Officer — VP, Human Resources
Period of report
Nov 14, 2014
Accepted (ET)
Sep 10, 2015 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008947
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Mar 1, 2015 | M | 331 | $0.00 | A | 331 | D | |
| COMMON STOCKF2 | Mar 1, 2015 | F | 91 | $45.62 | D | 240 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Nov 14, 2014 | A | 993 | A | — | — | COMMON STOCK | 993 | 331 | D |
Explanation of responses
- F1The reporting person disposed of 91 shares of common stock to satisfy tax withholding obligations.
- F2Pursuant to AZZ's 2014 Long Term Incentive Plan, March 1, 2015 fell on a Sunday, so the March 2, 2015 closing price of the Company's common stock of $45.62 was used.
- F3Each restricted stock unit (RSU) represents a contingent right to receive one share of AZZ common stock.
- F4The RSUs will vest over a three year period with one-third of the RSUs vesting on the following dates: March 1, 2015, March 1, 2016 and March 1, 2017.
Remarks
This Form 4 is being amended to correct an inadvertent administrative error from the original filing on November 18, 2014 correcting the vesting schedule of the RSUs awarded on November 14, 2014.