SEC Form 4 · accession 0000008947-15-000017
AZZ INC · AZZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy E Pendley
Officer — SVP GALVANIZING
Period of report
Mar 1, 2015
Accepted (ET)
Mar 3, 2015 · 5:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008947
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1,F2 | Mar 1, 2015 | M | 3,990 | — | A | 33,837 | D | |
| COMMON STOCK | Mar 1, 2015 | F | 1,291 | $45.62 | D | 32,546 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F4 | $0.00 | Mar 1, 2015 | M | 3,990 | D | Mar 1, 2015 | — | COMMON STOCK | 3,990 | 3,990 | D |
Explanation of responses
- F1This grant was previously reported as 1,995 restricted stock units, but has been adjusted to reflect the 2-for-1 stock split that occurred on June 28, 2012.
- F2Restricted stock units convert into common stock on a one-for-one basis.
- F3The reporting person disposed of 1,291 shares of common stock to satisfy tax withholding obligations.
- F4The restricted stock units granted to the reporting person on March 1, 2012 vested in their entirety on March 1, 2015.