SEC Form 4 · accession 0001209191-19-017507
VAALCO ENERGY INC /DE/ · EGY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David DesAutels
Officer — Vice President
Period of report
Feb 28, 2019
Accepted (ET)
Mar 6, 2019 · 6:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000894627
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 28, 2019 | F | 4,310 | $2.33 | D | 76,345 | D | |
| Commom Stock | Feb 28, 2019 | D | 16,604 | $2.33 | A | 92,949 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to purchase)F2 | $2.33 | Feb 28, 2019 | A | 31,365 | A | — | Feb 28, 2024 | Common Stock | 31,365 | 31,365 | D |
| Stock Appreciaition RightF3 | $2.33 | Feb 28, 2019 | A | 62,730 | A | — | Feb 28, 2024 | Common Stock | 62,730 | 62,730 | D |
Explanation of responses
- F1Shares withheld to satisfy tax withholding obligations upon vesting of restricted stock.
- F2Employee Stock Options vest in equal installments on February 28, 2020, February 28, 2021 and February 28, 2022.
- F3Stock Appreciate rights vest in equal installments on February 28, 2020, February 28, 2021 and February 28, 2022.