SEC Form 4 · accession 0001209191-19-016071
VAALCO ENERGY INC /DE/ · EGY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elizabeth D Prochnow
Officer — Controller and Chief Acct Off
Period of report
Feb 28, 2019
Accepted (ET)
Mar 4, 2019 · 9:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000894627
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 28, 2019 | A | 10,730 | $2.33 | A | 10,730 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $1.23 | Feb 28, 2019 | A | 40,536 | A | — | Feb 28, 2024 | Common Stock | 40,536 | 40,536 | D |
| Employee Stock Option (right to buy)F2 | $1.23 | Feb 28, 2019 | A | 20,268 | A | — | Feb 28, 2024 | Common Stock | 20,268 | 20,268 | D |
Explanation of responses
- F1Stock Appreciation Rights vest in equal installments on February 28, 2020, February 28, 2021 and February 28, 2022.
- F2Employee Stock Options vest in equal installments on February 28, 2020, February 28, 2021 and February 28, 2022.