SEC Form 4 · accession 0001209191-17-000435
VAALCO ENERGY INC /DE/ · EGY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cary M Bounds
Officer — Chief Executive Officer & COO · Director
Period of report
Dec 29, 2016
Accepted (ET)
Jan 3, 2017 · 6:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000894627
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 29, 2016 | A | 185,185 | $0.00 | A | 276,068 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $1.08 | Dec 29, 2016 | A | 375,039 | A | — | Dec 29, 2021 | Common Stock | 375,039 | 375,039 | D |
Explanation of responses
- F1The options vest in three equal installments on December 29, 2016, December 29, 2017 and December 29, 2018.