SEC Form 4 · accession 0001140361-17-005140
MUELLER INDUSTRIES INC · MLI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory L. Christopher
Officer — Chief Executive Officer · Director
Period of report
Feb 6, 2017
Accepted (ET)
Feb 8, 2017 · 5:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000089439
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 6, 2017 | M | 5,418 | $18.46 | A | 230,722 | D | |
| Common Stock | Feb 6, 2017 | M | 24,000 | $13.25 | A | 254,722 | D | |
| Common Stock | Feb 6, 2017 | M | 20,596 | $11.92 | A | 275,318 | D | |
| Common Stock | Feb 6, 2017 | M | 36,000 | $12.24 | A | 311,318 | D | |
| Common Stock | Feb 6, 2017 | F | 15,576 | $40.23 | D | 295,742 | D | |
| Common StockF1 | holding | — | — | — | 206,800 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $18.46 | Feb 6, 2017 | M | 5,418 | D | Jul 27, 2012 | Jul 27, 2017 | Common Stock | 5,418 | 0 | D |
| Employee Stock Option (Right to Buy) | $13.25 | Feb 6, 2017 | M | 24,000 | D | Jul 25, 2013 | Jul 25, 2018 | Common Stock | 24,000 | 0 | D |
| Employee Stock Option (Right to Buy)F2 | $11.92 | Feb 6, 2017 | M | 20,596 | D | — | Jul 30, 2019 | Common Stock | 20,596 | 0 | D |
| Employee Stock Option (Right to Buy)F3 | $12.24 | Feb 6, 2017 | M | 36,000 | D | — | Jul 23, 2020 | Common Stock | 36,000 | 0 | D |
Explanation of responses
- F1Represents 6,800 shares owned by Mr. Christopher's children; 120,000 owned by a trust where his wife serves as beneficiary; and 80,000 owned by a trust where he serves as beneficiary
- F2The options became exercisable as follows: 136 on 07/30/2010; 170 on 07/30/2011; 290 on 07/30/2012; 10,000 on 07/30/2013; 10,000 on 07/30/2014
- F3The options became exercisable as follows: 12,000 on 07/23/2013; 12,000 on 07/23/2014; 12,000 on 07/23/2015