SEC Form 4 · accession 0001437749-18-005160
COGENTIX MEDICAL INC /DE/ · CGNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Howard I. Zauberman
Director
Period of report
Mar 20, 2018
Accepted (ET)
Mar 21, 2018 · 3:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000894237
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 20, 2018 | M | 20,000 | $2.70 | A | 351,472 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $2.70 | Mar 20, 2018 | M | 20,000 | D | Feb 2, 2015 | Mar 30, 2018 | Common Stock | 20,000 | 0 | D |
Explanation of responses
- F1Total holdings include restricted stock awards.