SEC Form 4 · accession 0001235802-16-000201
COGENTIX MEDICAL INC /DE/ · CGNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth H Paulus
Director
Period of report
Mar 7, 2016
Accepted (ET)
Mar 25, 2016 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000894237
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 7, 2016 | A | 14,958 | $1.17 | A | 47,775 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were issued pursuant to restricted stock grant in lieu of retainer fees in the aggregate amount of $17,500 and have fully vested.
- F2Includes 22,300 shares that are subject to a restricted stock grant that will vest on the earlier of July 31, 2016 or the date Cogentix holds its next annual meeting.