SEC Form 4/A · accession 0001211022-17-000006
180 DEGREE CAPITAL CORP. /NY/ · TURN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Douglas W Jamison
Officer — Chairman, CEO · Director
Period of report
Mar 24, 2017
Accepted (ET)
Mar 29, 2017 · 7:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000893739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 24, 2017 | J | 72,000 | $1.31 | A | 246,819 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF2 | — | Mar 27, 2017 | J | 108,000 | D | — | — | Common Stock | 108,000 | 0 | D |
Explanation of responses
- F1Performance based restricted stock accelerated vesting by the Board of Directors on 3/24/17.
- F2Performance based restricted stock cancelled by Board of Directors on 3/27/17.