SEC Form 4 · accession 0001127602-15-017657
180 DEGREE CAPITAL CORP. /NY/ · TURN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Phillip A Bauman
Director
Period of report
May 14, 2015
Accepted (ET)
May 18, 2015 · 4:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000893739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 14, 2015 | P | 1,960 | $2.8017 | A | 69,172 | D | |
| Common Stock | holding | — | — | — | 5,637 | I | Wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 purchase plan.