SEC Form 4 · accession 0001127602-15-012183
180 DEGREE CAPITAL CORP. /NY/ · TURN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Phillip A Bauman
Director
Period of report
Mar 19, 2015
Accepted (ET)
Mar 20, 2015 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000893739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 19, 2015 | P | 1,830 | $3.0139 | A | 67,212 | D | |
| Common Stock | holding | — | — | — | 5,637 | I | Wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 purchase plan.
Remarks
The reporting person no longer has a reportable beneficial interest in the 200 shares of TINY common stock owned by his daughters and included in the reporting person's prior ownership reports.