SEC Form 4 · accession 0001580863-19-000011
MASONITE INTERNATIONAL CORP · DOOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Paxton
Officer — See Remarks
Period of report
Feb 25, 2019
Accepted (ET)
Feb 27, 2019 · 3:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000893691
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Feb 25, 2019 | A | 8,692 | $0.00 | A | 17,597 | D | |
| Common SharesF1 | Feb 25, 2019 | A | 2,023 | $0.00 | A | 19,620 | D | |
| Common SharesF2 | Feb 26, 2019 | F | 1,474 | $56.30 | D | 18,146 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF3 | $57.52 | Feb 25, 2019 | A | 4,904 | A | — | Feb 25, 2029 | Common Shares | 4,904 | 4,904 | D |
Explanation of responses
- F1Represent common shares issuable upon settlement of restricted stock units granted under the Masonite International Corporation 2012 Equity Incentive Plan and subject to future vesting.
- F2Shares withheld by the Issuer to cover tax withholding obligations arising from the delivery of shares in connection with the settlement of vested Restricted Stock Units.
- F3The Stock Appreciation Right will vest 33% on February 25, 2020, 22% on February 25, 2021 and 34% on February 25, 2022.
Remarks
Executive Vice President, Human Resources