SEC Form 4 · accession 0001580863-18-000073
MASONITE INTERNATIONAL CORP · DOOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Edgar Lewis
Officer — See Remarks
Period of report
Aug 15, 2018
Accepted (ET)
Aug 17, 2018 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000893691
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Aug 15, 2018 | S | 4,500 | $66.44 | D | 16,786 | D | |
| Common Shares | Aug 15, 2018 | G | 100 | $0.00 | D | 16,686 | D | |
| Common Shares | Aug 15, 2018 | M | 7,500 | $17.37 | A | 24,186 | D | |
| Common Shares | Aug 15, 2018 | F | 2,296 | $66.95 | D | 21,890 | D | |
| Common Shares | Aug 15, 2018 | D | 1,946 | $66.95 | D | 19,944 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF2 | $17.37 | Aug 15, 2018 | M | 7,500 | D | — | Apr 15, 2022 | Common Shares | 7,500 | 26,250 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $66.30 to $66.55, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
- F2This Stock Appreciation Right vested 25% on July 1, 2013, and will vest an additional 25% on July 1, 2014, and 50% on July 1, 2015.
Remarks
Senior Vice President, General Counsel and Corporate Secretary