SEC Form 4 · accession 0001580863-18-000035
MASONITE INTERNATIONAL CORP · DOOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gail N Auerbach
Officer — Senior VP, Human Resources
Period of report
Feb 27, 2018
Accepted (ET)
Mar 1, 2018 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000893691
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2 | Feb 27, 2018 | A | 6,036 | $0.00 | A | 33,867 | D | |
| Common SharesF3 | Feb 27, 2018 | F | 2,376 | $63.05 | D | 31,491 | D | |
| Common SharesF4 | Feb 27, 2018 | F | 444 | $63.05 | D | 31,047 | D | |
| Common SharesF4 | Feb 27, 2018 | F | 141 | $63.05 | D | 30,906 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The date of the transaction represents the date on which the financial performance criteria of a previously granted performance-based restricted stock units were determined to have been satisfied.
- F2The performance-based restricted stock units were previously granted on February 27, 2015 and were subject to the achievement of certain pre-established financial metrics based on the results for fiscal year 2017. On February 27, 2018, the Compensation Committee of the Issuer's Board of Directors certified the performance metrics and determined the number of performance-based restricted stock units that were earned.
- F3Shares withheld by the Issuer on vesting and delivery of performance-based shares to cover applicable withholding taxes
- F4Shares withheld by the Issuer to cover tax withholding obligations arising from the delivery of shares in connection with the settlement of vested Restricted Stock Units.