SEC Form 4 · accession 0001580863-18-000029
MASONITE INTERNATIONAL CORP · DOOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Edgar Lewis
Officer — See Remarks
Period of report
Feb 26, 2018
Accepted (ET)
Feb 28, 2018 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000893691
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Feb 26, 2018 | S | 3,000 | $65.75 | D | 16,372 | D | |
| Common SharesF2 | Feb 26, 2018 | A | 1,961 | $0.00 | A | 18,333 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common SharesF3 | $65.00 | Feb 27, 2018 | A | 4,563 | A | — | Feb 27, 2028 | Common Shares | 4,563 | 4,563 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $65.70 to $65.80, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F2Represent common shares issuable upon settlement of restricted stock units granted under the Masonite International Corporation 2012 Equity Incentive Plan and subject to future vesting.
- F3The Stock Appreciation Right will vest 33% on February 27, 2019, 33% on February 27, 2020 and 34% on February 27, 2021.
Remarks
Senior Vice President, General Counsel and Corporate Secretary