SEC Form 4 · accession 0001580863-17-000043
MASONITE INTERNATIONAL CORP · DOOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frederick J Lynch
Officer — President and CEO · Director
Period of report
Feb 28, 2017
Accepted (ET)
Mar 2, 2017 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000893691
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Feb 28, 2017 | M | 40,000 | $13.64 | A | 294,105 | D | |
| Common Shares | Feb 28, 2017 | D | 6,986 | $78.10 | D | 287,119 | D | |
| Common SharesF1 | Feb 28, 2017 | F | 13,843 | $78.10 | D | 273,276 | D | |
| Common Shares | Mar 2, 2017 | G | 12,237 | $0.00 | D | 261,039 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF2 | $13.64 | Feb 28, 2017 | M | 40,000 | D | — | Jul 9, 2019 | Common Shares | 40,000 | 82,785 | D |
Explanation of responses
- F1Shares withheld by the Issuer to cover the exercise price and tax withholding obligations arising from the exercise of Stock Appreciation Rights reported on this form.
- F2This Stock Appreciation Right vested 30% on July 9, 2010, 30% on July 9, 2011, 20% on July 9, 2012, and 20% on July 9, 2013.