SEC Form 4/A · accession 0001580863-16-000227
MASONITE INTERNATIONAL CORP · DOOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Gail N Auerbach
Officer — Senior VP, Human Resources
Period of report
Feb 29, 2016
Accepted (ET)
Dec 15, 2016 · 4:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000893691
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1,F2 | $58.37 | Feb 29, 2016 | A | 4,362 | A | — | Feb 28, 2026 | Common Shares | 4,362 | 4,362 | D |
Explanation of responses
- F1The original Form 4 reporting this award contained an error in the calculation of Stock Appreciation Rights awarded on February 29, 2016, which also affected the total owned directly following the reported award. This amendment is being filed to correct (i) the number of Stock Appreciation Rights awarded on February 29, 2016, and (ii) the total owned directly following the reported award.
- F2The Stock Appreciation Right will vest 33% on February 28, 2017, 33% on February 28, 2018 and 34% on February 28, 2019.