SEC Form 4 · accession 0001580863-15-000042
MASONITE INTERNATIONAL CORP · DOOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gail N Auerbach
Officer — Senior VP, Human Resources
Period of report
Apr 15, 2015
Accepted (ET)
Apr 17, 2015 · 5:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000893691
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Apr 15, 2015 | M | 10,371 | $20.19 | A | 47,743 | D | |
| Common SharesF2 | Apr 15, 2015 | F | 2,976 | $70.38 | D | 44,767 | D | |
| Common SharesF3 | Apr 16, 2015 | S | 2,219 | $69.92 | D | 42,548 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF4 | $20.19 | Apr 15, 2015 | M | 10,371 | D | — | Jul 5, 2021 | Common Shares | 10,371 | 0 | D |
Explanation of responses
- F1The exercises of Stock Appreciation Rights reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- F2Shares withheld by the Issuer to cover the exercise price obligations arising from the exercise of Stock Appreciation Rights reported on this form.
- F3The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- F4This Stock Appreciation Right vested 50% on December 31, 2012, and will vest an additional 25% on December 31, 2013, and 25% on December 31, 2014.