SEC Form 5 · accession 0000893538-19-000005
SM Energy Co · SM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Javan D Ottoson
Officer — President & CEO · Director
Period of report
Dec 31, 2018
Accepted (ET)
Feb 13, 2019 · 5:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000893538
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock; $.01 Par Value | May 10, 2018 | G | 2,500 | $0.00 | D | 177,114 | D | |
| Common Stock; $.01 Par Value | Dec 31, 2018 | J | 12 | $13.158 | A | 177,126 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person purchased 12 shares of the issuer's common stock on December 31, 2018, through the issuer's Employee Stock Purchase Plan.