SEC Form 4 · accession 0000893538-17-000072
SM Energy Co · SM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julio M Quintana
Director
Period of report
Jun 15, 2017
Accepted (ET)
Jun 15, 2017 · 3:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000893538
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1 | — | Jun 15, 2017 | A | 8,794 | A | — | — | Common Stock | 8,794 | 8,794 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests on December 31, 2017. The vested shares will be issued to the reporting person on May 25, 2027, or the date the reporting person ceases to be a member of the issuer's Board of Directors, whichever occurs earlier.
- F2On June 15, 2017, the reporting person was granted 8,794 of the issuer's restricted stock units for compensation as a board member.