SEC Form 4 · accession 0000893538-17-000019
SM Energy Co · SM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Javan D Ottoson
Officer — President & CEO · Director
Period of report
Feb 27, 2017
Accepted (ET)
Feb 28, 2017 · 6:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000893538
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock; $.01 Par Value | Dec 31, 2016 | J | 117 | $23.868 | A | 138,102 | D | |
| Common Stock; $.01 Par Value | Feb 27, 2017 | P | 5,000 | $25.22 | A | 143,102 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person purchased 117 shares of the issuer's common stock on December 31, 2016, through the issuer's Employee Stock Purchase Plan.