SEC Form 4 · accession 0000893538-16-000208
SM Energy Co · SM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth J. Knott
Officer — SVP-Bus Dv & Land & Asst Sec
Period of report
Sep 29, 2016
Accepted (ET)
Oct 3, 2016 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000893538
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock: $.01 Par Value | Sep 29, 2016 | S | 661 | $40.00 | D | 43,417 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on August 24, 2016.