SEC Form 4 · accession 0000893538-16-000128
SM Energy Co · SM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Herbert S Vogel
Officer — EVP - Operations
Period of report
Feb 26, 2016
Accepted (ET)
Mar 1, 2016 · 6:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000893538
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock; $.01 Par Value | Dec 31, 2015 | J | 26 | $16.711 | A | 15,445 | D | |
| Common Stock; $.01 Par Value | Feb 26, 2016 | P | 2,000 | $8.4799 | A | 17,445 | D | |
| Common Stock; $.01 Par Value | Feb 29, 2016 | P | 2,000 | $9.045 | A | 19,445 | D | |
| Common Stock; $.01 Par ValueF2 | Mar 1, 2016 | P | 2,000 | $8.3933 | A | 21,445 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person purchased 26 shares of the issuer's common stock on December 31, 2015, through the issuer's Employee Stock Purchase Plan.
- F2The price reflects an average of multiple transaction purchase prices ranging from $8.3837 to $8.40.