SEC Form 4 · accession 0000893538-16-000124
SM Energy Co · SM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Javan D Ottoson
Officer — President & CEO · Director
Period of report
Feb 25, 2016
Accepted (ET)
Feb 29, 2016 · 5:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000893538
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock; $.01 Par Value | Dec 31, 2015 | J | 80 | $16.711 | A | 123,801 | D | |
| Common Stock; $.01 Par Value | Feb 25, 2016 | P | 1,000 | $7.46 | A | 124,801 | D | |
| Common Stock; $.01 Par Value | Feb 25, 2016 | P | 1,500 | $7.5463 | A | 126,301 | D | |
| Common Stock; $.01 Par Value | Feb 26, 2016 | P | 2,500 | $8.38 | A | 128,801 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person purchased 80 shares of the issuer's common stock on December 31, 2015, through the issuer's Employee Stock Purchase Plan.