SEC Form 4 · accession 0000893538-15-000045
SM Energy Co · SM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Herbert S Vogel
Officer — EVP - Operations
Period of report
Jun 8, 2015
Accepted (ET)
Jun 10, 2015 · 6:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000893538
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock; $.01 Par Value | Dec 31, 2014 | J | 195 | $32.793 | A | 6,737 | D | |
| Common Stock; $.01 Par Value | Jun 8, 2015 | P | 1,000 | $48.28 | A | 7,737 | D | |
| Common Stock; $.01 Par ValueF2 | Jun 9, 2015 | P | 1,000 | $48.286 | A | 8,737 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person purchased 195 shares of the issuer's common stock on December 31, 2014, through the issuer's Employee Stock Purchase Plan.
- F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $48.285 to $48.2899, inclusive. The reporting person undertakes to provide to SM Energy Company, any security holder of SM Energy Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.