SEC Form 3 · accession 0001104659-15-078402
WARREN RESOURCES INC · WRES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Gelman
Officer — Interim CFO & Interim CAO
Period of report
Nov 6, 2015
Accepted (ET)
Nov 12, 2015 · 6:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000892986
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 30,159 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $1.11 | holding | — | — | — | Mar 12, 2016 | Mar 12, 2020 | Common Stock | 50,000 | — | D |
Explanation of responses
- F1This amount includes 10,000 shares of restricted stock granted to the reporting person on March 11, 2013 that began vesting in three equal annual installments beginning on March 11, 2014 and 13,333 shares of restricted stock granted to the reporting person on March 7, 2014 that began vesting in three equal annual installments beginning on March 7, 2015.
- F2The stock options granted to the reporting person vest in three equal annual installments beginning on March 12, 2016.
Remarks
Exhibit 24 - Power of Attorney