SEC Form 4 · accession 0000921895-16-004365
SL INDUSTRIES INC · SLI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Avrum Gray
Director
Period of report
May 4, 2016
Accepted (ET)
May 6, 2016 · 6:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000089270
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 4, 2016 | A | 3,000 | $0.00 | A | 29,378 | D | |
| Common StockF2,F4 | holding | — | — | — | 13,400 | I | By 1993 GF Limited Partnership | |
| Common StockF3,F4 | holding | — | — | — | 5,800 | I | By AVG Limited Partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted shares granted on May 4, 2016 to the Reporting Person under the Issuer's 2008 Incentive Stock Plan, as amended, pursuant to a Restricted Shares Agreement. Under the terms of the Restricted Shares Agreement, the restricted shares vest one year from the date of grant.
- F2Held by 1993 GF Limited Partnership, in which the general partner is a corporation owned solely by the Reporting Person.
- F3Held by AVG Limited Partnership, in which the Reporting Person is a general partner.
- F4The Reporting Person disclaims beneficial ownership of these securities and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.