SEC Form 4 · accession 0001209191-17-025860
CHART INDUSTRIES INC · GTLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas L Williams
Director
Period of report
Apr 3, 2017
Accepted (ET)
Apr 5, 2017 · 7:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000892553
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.01 per shareF1 | Apr 3, 2017 | A | 711 | $0.00 | A | 10,295 | D | |
| Common stock, par value $0.01 per shareF2 | Apr 3, 2017 | F | 203 | $34.25 | D | 10,092 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities were granted on April 3, 2017 pursuant to the terms of a stock award agreement under the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3.
- F2The reporting person surrendered 203 shares to satisfy tax withholding liabilities in an exempt transaction under Rule 16b-3.