SEC Form 4 · accession 0001209191-16-145012
CHART INDUSTRIES INC · GTLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard E Goodrich
Director
Period of report
Oct 3, 2016
Accepted (ET)
Oct 5, 2016 · 4:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000892553
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.01 per shareF1 | Oct 3, 2016 | A | 750 | $0.00 | A | 11,540 | D | |
| Common stock, par value $0.01 per shareF2 | Oct 3, 2016 | F | 226 | $32.49 | D | 11,314 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities were granted on October 3, 2016 pursuant to the terms of a stock award agreement under the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3.
- F2The reporting person surrendered 226 shares to satisfy tax withholding liabilities in an exempt transaction under Rule 16b-3.